close associate (a) in relation to an individual means: (i) his spouse; (ii) any child or step-child, natural or adopted, under the age of 18 years of the individual or of his spouse (together with (a)(i) above, the family interests); (iii) the trustees, acting in their capacity as trustees, _SsiZwy6r(2k NQ}s>.y-bl9wgCXd1Rd|X+1 QV^s.*)Yp[e(FAjRx~ ]| This would include the trustee of any trust of which a company beneficially controlled by a director, chief executive or substantial 0000014370 00000 n US market data services will be activated automatically upon a successful filled trade, If you are unable to see the live price streaming, please logout and relogin to your account. 0000015425 00000 n 9. Therefore, the HKEX amended its rules to require the publication of listing documents on the listing date on the HKEXs website, which enhances transparency and increases market awareness of the nature of Chapter 37 Debt Issuance Regime which target professional investors only. Directors' service contracts and insurance. Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated hWMs6WHvb 6vH3=89m1Hw]|l79t. x[[o~7YYqi8ioxS{3HIlJp8awl'gCko'\m>npzZ(N^BZG)DKe)R^__.Eh%f%S:8~?PK 7. (c) No. Under the final Chapter 18A, a Chapter 18A Applicant must fulfil the following requirements: 1. 0000015669 00000 n In the diagrams below, neither Company A nor Company B is an associate of X because Xs direct interest is less than 10%. 0000003899 00000 n Select your job title and find out how much you could make at Hong Kong Exchanges. x:5mmzjmzjSO}*>Wt) H6%({U=XqAq%66C#~AB&b:%imM}AdTnB} mcEQ-[c52Z7^*Cxk-DN close associates, under the Rules Listing Rules and Regulations Main Board Rules 2.03(2) and (4), 10.03, 10.04 and 19A.04 Paragraphs 5(1) and (2), and 13 of Appendix 6 to the Main Board Rules GEM Rules 2.06(2) and (4), 10.12(1A)(a) and (b), 13.02(1), 25.04 and note 2 of GEM Rule 10.12(4) Guidance Letters HKEX-GL51-13 and, HKEX-GL92-18 and HKEX- close associates, under the Rules Listing Rules and Regulations Main Board Rules 2.03(2) and (4), 10.03, 10.04 and 19A.04 Paragraphs 5(1) and (2), and 13 of Appendix 6 to the Main Board Rules GEM Rules 2.06(2) and (4), 10.12(1A)(a) and (b), 13.02(1), 25.04 and note 2 of GEM Rule 10.12(4) Guidance Letters HKEX-GL51-13, HKEX-GL92-18 and HKEX-GL110- Y@$ L@liF6 a`8d5{`q9 hlo endstream endobj 61 0 obj <> endobj 62 0 obj <> endobj 63 0 obj <> endobj 64 0 obj <>/Font<>/ProcSet[/PDF/Text]/ExtGState<>>> endobj 65 0 obj <> endobj 66 0 obj <> endobj 67 0 obj <> endobj 68 0 obj [/Separation/Black/DeviceCMYK 73 0 R] endobj 69 0 obj <> endobj 70 0 obj <> endobj 71 0 obj <> endobj 72 0 obj <>stream Our market countdown and the TradingHours.com API both take lunch breaks into account. <> Do3z+e]l>b^o^Py?@Tpgk|zs/3309Ku*?!xr//+ rise to concerns on the new applicants ability to make commercial decisions independently and in the interests of its shareholders as a whole, which will affect the (b) have engaged in %PDF-1.5 Yes, the Hong Kong Stock Exchange does close for lunch. trailer <]>> startxref 0 %%EOF 79 0 obj <>stream 9v%lwViEB=y|XRj>7~&%$"H`8=(LL -(`hA% vA "[Yb]l>j&,$rJ8RYt?PFsTO]\}M)+ZrX_y1 pwcP #enIpGC_\Pq:\(9S"<>6)!H*N yn3sC/ f>_}F#z0DK+'w*Qa6*.NIO 0000001063 00000 n 0000001549 00000 n 0000001408 00000 n Transactions with associates of passive investors. I have been working at Hong Kong Exchanges full-time for less than a year. ] _ Former Employee - HKEx Current Employee - Associate in Hong Kong. I#}|CkMKJR;V;]0V>-P@ O-rRr9((c dju\{?v 7cZO0)~" G5_`mvKSi?mq>Oh:,vx2xr 72=daAe-^ay#?CCY4#&.`^enD~o7n7nrdwv; kf>=+-ToLNg;9xpTCAiC/yP4Bual612e6DmV =MQcKXN$"JBuo%\X*pvH1g)`@cO9 Fnvy:h~2e"8:C+s `"QEW(Dz,-f*yQunlUj4,-e,iHt-@7l3R =!SN9>c_uxlKS2i$1/p[MLAm."dGd%P(6) Under the revised Rules, an entity is excluded from the definition of associate if the interests of the connected person and his associates in the entity (other than those held through the issuer) are together less than 10%. xb```"1|cbPS&8kx%B@fc'o+9g:{Yn\PJ6XZa2vlcGm&8n\fqem/PO9Q>- PFht@302@$D@a= -"`i120h8&oxLg'*[p! Directors interests in shares of any associated corporations of listed corporation 4. (b) No, because Trustee A is a close associate of Listcos directors and therefore a core connected person for the purpose of Rule 8.24. Sharing of administrative services. Helpful. (b) No, because Trustee A is a close associate of Listco's directors and therefore a core connected person for the purpose of Rule 8.24. Notes (1) This definition is modified in the context of Flag as Inappropriate Flag as Inappropriate. Buying or selling of consumer goods or services. 4. AKUq7 IiYUJguGi[^cj6? For the purpose of the definitions of "close associate" and "associate", the interest of a director, chief executive or substantial shareholder, or any of his family interests/ immediate family members includes all beneficial interests directly or indirectly held by any of these parties. (c) a close associate of a director of the sponsor; or (d) a close associate of a director of its holding company in the new applicant exceeds HKD 5 million; (8) an employee or director of the sponsor who is directly engaged in providing the sponsorship services to of the total placing may be allocated to Not more than 25 per cent. Directors interests in debentures of listed corporations and any associated corporations of listed corporations Listing Decisions HKEx-LD42-1 published in December 2004 and HKEx-LD48-1 published in December 2005 both report on associate under Rule 14A.12(1)(b) does not apply to the definition of close associate under Rule 1.01. }|,JLD~7%7QazRD*m%-%%ZnP=%nn!Bl64F_(! :r If, on any date the HKEX Gold Futures Indices are scheduled to open, a close price for gold futures (defined in section 3.1 and 3.2 as front expiry months by calendar month) in the HKEX Gold Futures Indices are unavailable, then the price used in the HKEX Gold Futures Indices for gold futures will (2) directors or existing shareholders of the applicant or their close associates, whether in their own names or through nominees unless the conditions set out in rules 10.03 and 10.04 are fulfilled; or (3) nominee companies unless the name of the ultimate beneficiary is disclosed, without the prior written consent of the Exchange. All Other Clients: Get 100 HKEX price snaps after first trade. 0000002598 00000 n Stable dont have to worry about job. Markets in most of the rest of the world do not close for lunch. The exclusion for the definition of "associate" under Rule 14A.12 (1) (b) does not apply to the definition of "close associate" under Rule 1.01. risks associated with such arrangements, companies should consider HKEx-GL77-14 in preparing future annual reports. 6. 0000005670 00000 n independently of the controlling shareholder (including any close associate2) after listing, and particulars of the matters that it relied on in making the statement.
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